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7 January, 06:21

For what minimum period of time after the closing of any customer's account must a broker/dealer preserve account cards or records which related to the terms and conditions with respect to the opening and maintenance of the account under FINRA Rules?

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  1. 7 January, 07:33
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    The answer options are:

    A. 90 days

    B. 1 year

    C. 4 years

    D. 6 years

    Explanation:

    FINRA Rules prescribe that broker/dealers preserve for a period of not less than 6 years after the closing of any customer's account, any account cards or records which related to the terms and conditions with respect to the opening and maintenance of the account.
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