Retail member firms that route orders to market makers in return for compensation:
a. are engaging in a prohibited practice under SEC rules
b. is permitted to do so, subject to best execution requirements and disclosure requirements
c. must get the customer's oral consent prior to each trade
d. must get the customer's written consent prior to each trade
+4
Answers (1)
Know the Answer?
Not Sure About the Answer?
Find an answer to your question ✅ “Retail member firms that route orders to market makers in return for compensation: a. are engaging in a prohibited practice under SEC rules ...” in 📘 Business if you're in doubt about the correctness of the answers or there's no answer, then try to use the smart search and find answers to the similar questions.
Home » Business » Retail member firms that route orders to market makers in return for compensation: a. are engaging in a prohibited practice under SEC rules b. is permitted to do so, subject to best execution requirements and disclosure requirements c.