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4 November, 13:01

under the securties act of 1933, which statements are true regarding a regulation D private placement exemption? adveristing permitted

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  1. 4 November, 13:41
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    advertising is not permitted

    Commissions can be received in connection with the offering.

    Explanation:

    Under the securities act of 1993, a regulation D private placements have some rules which included: advertising was not permitted and Commissions can be received in connection with the offering. These were only a few rules as Regulation D allows a "private placement" exemption if an issue is sold to a maximum of 35 "non-accredited" investors.
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