An order ticket is filled out and sent to the NYSE floor for execution. After being executed on the floor, it is discovered that the account number is incorrect. Under FINRA rules, the account number may be changed to the correct one by the:
a. registered representative
b. specialist
c. branch office manager
d. floor governor
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Home » Business » An order ticket is filled out and sent to the NYSE floor for execution. After being executed on the floor, it is discovered that the account number is incorrect. Under FINRA rules, the account number may be changed to the correct one by the: a.