Your firm has securities available from a SEC Reg D private placement of variable life policies, which are unregistered. One of your fellow RRs would like to place an ad in a financial newspaper regarding the availability of the securities. Reg D allows which of the following in this situation?
(A) Because it's a private placement, Reg D advertising is limited to hedge fund sales literature only.
(B) As long as accredited investors are the only ones allowed to invest in the products, general advertising is acceptable, even if it reaches non-accredited members of the public.
(C) Accredited investors who are pre-qualified for the purchase of the security may be invited to a sales seminar by the RR.
(D) As long as the RR focuses advertising toward investors with sizeable net worth, advertising is acceptable.
Answers (1)
Know the Answer?
Not Sure About the Answer?
Find an answer to your question ✅ “Your firm has securities available from a SEC Reg D private placement of variable life policies, which are unregistered. One of your fellow ...” in 📘 Business if you're in doubt about the correctness of the answers or there's no answer, then try to use the smart search and find answers to the similar questions.
Search for Other Answers
You Might be Interested in
What is one way the United States uses a Command economy?
Answers (1)
Nyeil is a consumer products firm that is growing at a constant rate of 6.5 percent. The firm's last dividend was R3.36.
Answers (1)
What is the next step for a marketer once market segmentation has been done?
Answers (1)
Beyond the initial functional division of the organization, further horizontal differentiation may be required if the firm significantly diversifies its product offering, which takes the firm into different business areas. True or false?
Answers (1)
At May 31, 2020, the accounts of Crane Company show the following. 1. May 1 inventories-finished goods $13,200, work in process $15,000, and raw materials $8,700. 2.
Answers (1)
New Questions in Business
Eaton Electronics uses a periodic inventory system. On March 31, Eaton has two plasma TVs on hand at a cost of $1,800 each (serial numbers 11534892 and 11534894).
Answers (1)
When I called about the cost of these items, it was implied that my total would only be $35.00
Answers (1)
EB4. LO 3.1A product has a sales price of $90 and a per-unit contribution margin of $30. What is the contribution margin ratio?
Answers (1)
Tuna eat sardines and other small fish. Suppose the consumption efficiency of tuna is 40%, the assimilation efficiency is 30%, and the production efficiency is 20%.
Answers (1)
Your cellular phone contract is due for renewal and the company offers you a new free phone. Since you want to use your new phone, you decide to recycle your old phone. Your action a.
Answers (1)