Ask Question
10 September, 01:57

An Investment Adviser Representative is employed by ECCO Advisers, a Federal Covered adviser. ECCO Advisers has its only office in State Y, and has made a notice filing the State Y's Administrator. The IAR gives seminars to potential clients in State Z, which is only 5 miles from the ECCO's offices in State Y. The IAR is:

A. required to be registered in State Y onlyB. required to be registered in State Z onlyC. required to be registered in both State Y and State ZD. not required to be registered in either State Y or State Z

+2
Know the Answer?
Not Sure About the Answer?
Find an answer to your question ✅ “An Investment Adviser Representative is employed by ECCO Advisers, a Federal Covered adviser. ECCO Advisers has its only office in State Y, ...” in 📘 Social Studies if you're in doubt about the correctness of the answers or there's no answer, then try to use the smart search and find answers to the similar questions.
Search for Other Answers