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22 May, 06:03

Which of the following is NOT allowed under the Uniform Securities Act? A. An agent registered with a broker-dealer also is a licensed insurance agent at a life insurance companyB. An agent registered with a broker-dealer also is a licensed real estate agent at a real estate companyC. An agent registered with a broker-dealer is licensed as an agent for a mutual fund dealerD. An agent is registered with two affiliated broker-dealers who have an office in the same location

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  1. 22 May, 07:24
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    C. An agent registered with a broker-dealer is licensed as an agent for a mutual fund dealer.
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